Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randolph? Claim Your ProfileRandolph Benton Austin is a financial advisor with over 10 years of experience in the industry. Randolph has a strong background in securities and investment advisory services, having worked with several firms including Morgan Stanley, MetLife Securities Inc, and MML INVESTORS SERVICES, LLC. Currently, Randolph is an Investment Advisor Representative (IAR) at Thrivent Investment Management Inc. Randolph holds various licenses and certifications, including Series 66, Series 7, Series 82, and Series 6TO. Randolph is registered in multiple states including Alabama, Arkansas, Florida, Georgia, Mississippi, South Carolina, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
04/17/2021 - Present
Thrivent Investment Management Inc. (Memphis TN)
TN
03/25/2017 - 06/24/2019
MML INVESTORS SERVICES, LLC (Memphis TN)
TN
10/01/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Memphis TN)
TN
04/25/2013 - 06/17/2015
MORGAN STANLEY (MEMPHIS TN)
MS
04/13/2010 - 03/11/2013
COKER & PALMER (JACKSON MS)
BOTH
Issued 07/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/12/2010
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
Not sure Randolph Austin is the right advisor for you? Invested Better is here to help.
