Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randie? Claim Your ProfileRandie Alison Stein is a financial professional with over 17 years of experience in the industry. She is currently registered with Stifel, Nicolaus & Company, Inc. as a registered representative. Previously, Randie was a registered representative with STONE & YOUNGBERG LLC. Randie has a diverse range of certifications, including the Series 53, Series 50, Series 52 and Series 63 exams. She is licensed in Arizona and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
09/30/2011 - Present
Stifel, Nicolaus & Company, Inc. (PHOENIX AZ)
AZ
07/13/2005 - 09/30/2011
STONE & YOUNGBERG LLC (PHOENIX AZ)
BC
Issued 09/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/11/2005
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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