Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randi? Claim Your ProfileRandi Walker is a financial advisor at RBC Capital Markets, LLC. Randi is licensed to provide investment advice in Texas. Randi has a total of 22 years of experience in the industry and is registered to provide investment advice to individuals, high-net-worth individuals, corporations, and other businesses, among others. Randi has held previous positions at UBS Financial Services Inc., Raymond James Financial Services, Inc., and Purshe Kaplan Sterling Investments. Randi is a Certified Financial Planner and holds Series 66, Series 10, Series 9, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
03/26/2024 - Present
RBC Capital Markets, LLC (DALLAS TX)
TX
04/25/2023 - 03/08/2024
PURSHE KAPLAN STERLING INVESTMENTS (Dallas TX)
TX
01/09/2023 - 05/01/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)
TX
12/08/2014 - 01/13/2023
RBC CAPITAL MARKETS, LLC (DALLAS TX)
TX
08/22/2014 - 12/16/2014
UBS FINANCIAL SERVICES INC. (DALLAS TX)
BOTH
Issued 08/03/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/17/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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