Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randi? Claim Your ProfileRandi Robin Salm is a registered representative with Northern Lights Distributors, LLC. Randi has been in the securities industry since 2010. Randi has passed the Series 6, 7, and SIE exams, and the Uniform Securities Agent State Law Examination. Northern Lights Distributors, LLC is a broker-dealer registered with the Securities and Exchange Commission (SEC) and FINRA. The firm has a branch office in Elkhorn, Nebraska. Randi is registered to sell securities in Nebraska and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
02/22/2023 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
OH
05/12/2017 - 02/16/2023
ULTIMUS FUND DISTRIBUTORS, LLC (CINCINNATI OH)
NY
05/19/2010 - 03/03/2017
HRC FUND ASSOCIATES, LLC (NEW YORK NY)
BC
Issued 03/31/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 05/18/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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