Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randi? Claim Your ProfileRandi McCann -rowland is an investment advisor representative with Wells Fargo Clearing Services, LLC in Dallas, Texas. Randi has been in the financial services industry for over 20 years, with experience at firms like Southwest Securities, Inc., J.P. Morgan Securities Inc., and Prospera Financial Services, Inc. Randi has a range of licenses and registrations, including Series 63, Series 65, Series 66, Series 7, and Series 24, allowing Randi to offer a wide range of financial services to individuals, businesses, and institutions. Randi specializes in financial planning, portfolio management, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/12/2017 - Present
Wells Fargo Clearing Services, LLC (DALLAS TX)
TX
02/15/2008 - 02/27/2009
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
02/07/2006 - 10/25/2007
J.P. MORGAN SECURITIES INC. (DALLAS TX)
TX
09/22/1999 - 12/31/2004
PROSPERA FINANCIAL SERVICES, INC. (DALLAS TX)
BOTH
Issued 06/12/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/14/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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