Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randi? Claim Your ProfileRandi Marie Banks has been working in the financial industry since 2006. Randi currently works as a registered representative at Broadridge Business Process Outsourcing, LLC. She is also registered with FINRA and the state of Colorado. Randi holds Series 6, 7, and SIE licenses. She has experience working with Nationwide Investment Services Corporation and JPMorgan Distribution Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/08/2012 - Present
Broadridge Business Process Outsourcing, LLC (DENVER CO)
OH
03/31/2011 - 08/06/2012
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
OH
04/24/2006 - 01/31/2011
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
BC
Issued 12/15/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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