Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randi? Claim Your ProfileRandi Cone has been in the financial industry since December 2007 and is currently a registered representative with Nomura Securities International, Inc. Prior to joining Nomura Securities International, Inc., Randi Cone worked at CREDIT SUISSE SECURITIES (USA) LLC, SG AMERICAS SECURITIES, LLC, and J.P. MORGAN SECURITIES INC. Randi Cone has passed a number of industry exams including the Series 7, Series 55, Series 57TO, Series 79TO, and Series 24. Randi Cone is registered in New York and has passed the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
07/01/2021 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
05/23/2011 - 07/22/2021
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
06/18/2010 - 05/11/2011
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
09/30/2008 - 06/03/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/28/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 10/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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