Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Wayne Nutter is a financial advisor with LPL Financial LLC. Randall has been in the financial services industry for over 23 years. Randall is registered in 5 states: Maryland, Pennsylvania, Virginia, Virginia (IA) and West Virginia. Randall is also registered with FINRA. In addition to working with LPL Financial LLC, Randall has previously worked with WELLS FARGO CLEARING SERVICES, LLC, EDWARD JONES, BANC OF AMERICA INVESTMENT SERVICES, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Randall's previous employers include EDWARD JONES, WELLS FARGO ADVISORS, LLC, and WELLS FARGO CLEARING SERVICES, LLC. Randall's current employer is LPL Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
01/02/2024 - Present
LPL Financial LLC (HARRISONBURG VA)
VA
11/18/2015 - 12/22/2023
WELLS FARGO CLEARING SERVICES, LLC (HARRISONBURG VA)
VA
09/11/2009 - 11/19/2015
EDWARD JONES (ROCKINGHAM VA)
VA
04/21/2003 - 09/16/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HARRISONBURG VA)
FL
09/06/2001 - 04/22/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
05/09/2000 - 10/04/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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