Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Warren Smith has been in the financial services industry since 1997. Randall is currently a Registered Representative at Dominion Portfolio Management, Inc., and previously worked at DOMINION INVESTOR SERVICES, INC.. Randall has a wide range of licenses and certifications, including Series 7, Series 24, Series 51, Series 55, Series 66, and Series 99TO. Randall is registered with the following states: Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Indiana, Kansas, Louisiana, Michigan, Mississippi, Missouri, New Mexico, Oklahoma, Oregon, Pennsylvania, Tennessee, Texas, Utah, Virginia, Washington, and Wyoming. Randall is a Registered Investment Advisor in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
06/02/2011 - Present
Dominion Portfolio Management, Inc. (MARBLE FALLS TX)
TX
11/10/1997 - 07/21/2023
DOMINION INVESTOR SERVICES, INC. (Horseshoe Bay TX)
BOTH
Issued 09/23/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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