Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Warren Nelson is a financial professional with over 30 years of experience in the industry. Randall has a wide range of experience working with various firms, including D.A. Davidson & Co., Wells Nelson & Associates, L.L.C., BOSC, Inc., Leo Oppenheim & Co., Inc. and Stifel, Nicolaus & Company, Incorporated. Randall holds multiple licenses including Series 7, 24, 27, 50, 52, 53, 54, 63, 65, 79, and 99. Currently, Randall is an Investment Advisor Representative at The Baker Group, LP. The Baker Group, LP provides investment strategies for financial institutions and other institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment strategies for financial institutions and other institutional investors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiable fees based on % of investable assets per client
1
2
TX
01/11/2024 - Present
THE Baker Group, LP (Dallas TX)
TX
10/08/2019 - 01/18/2024
D.A. DAVIDSON & CO. (PLANO TX)
OK
09/01/2000 - 12/02/2019
WELLS NELSON & ASSOCIATES, L.L.C. (TULSA OK)
OK
07/30/1998 - 08/10/2000
BOSC, INC. (TULSA OK)
OK
05/25/1993 - 12/16/1998
LEO OPPENHEIM & CO., INC. (OKLAHOMA CITY OK)
MO
03/19/1992 - 05/11/1993
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
IA
Issued 08/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2024
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 12/18/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/03/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 03/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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