Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Williams is a financial advisor at LPL Financial LLC. Randall has been working in the financial services industry since August 1992 and holds Series 6, 26, 65, and 66 licenses. Randall is registered with the state of Colorado as an Investment Advisor Representative and holds a valid Investment Advisor Representative registration in Nevada and Texas. LPL Financial LLC is a leading independent broker-dealer and registered investment advisor. LPL Financial LLC offers a wide range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
06/22/2023 - Present
LPL Financial LLC (ENGLEWOOD CO)
CO
10/27/2017 - 06/23/2023
SECURITIES AMERICA, INC. (ENGLEWOOD CO)
CO
02/16/2007 - 11/06/2017
NATIONAL PLANNING CORPORATION (ENGLEWOOD CO)
CO
11/24/2003 - 02/22/2007
SECURITIES AMERICA, INC. (LONE TREE CO)
CT
11/23/1999 - 11/28/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
OH
05/24/1999 - 11/10/1999
VALMARK SECURITIES, INC. (AKRON OH)
NJ
07/30/1992 - 05/03/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/31/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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