Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Thomas Newman is a financial advisor with over 12 years of experience in the industry. Randall has a Series 7, Series 79 and Series 63 license and holds a SIE certification. Randall is currently registered with Wells Fargo Securities, LLC. Before joining Wells Fargo Securities, LLC, Randall was employed with Southwest Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Randall is licensed in 53 states, the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/12/2015 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
09/24/2012 - 07/24/2013
SOUTHWEST SECURITIES, INC. (CHARLOTTE NC)
NC
11/01/2010 - 06/07/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
12/06/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 02/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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