Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Thomas Fentzlaff is a financial advisor based in Milwaukee, Wisconsin. Randall has been working in the financial services industry since September 1987. Currently, Randall is a Registered Representative at Piper Sandler & Co. Randall has previously worked at BMO Capital Markets GKST INC. and M&I Financial Advisors, Inc. Randall holds licenses in the following states: Arizona, California, Illinois, Iowa, Kansas, Michigan, Minnesota, Nevada, North Dakota, Texas, Utah, Wisconsin and Wyoming. Randall has Series 7, 24, 52TO, 53, 63 and 79 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
02/06/2018 - Present
Piper Sandler & Co. (Milwaukee WI)
WI
08/01/2012 - 10/19/2015
BMO CAPITAL MARKETS GKST INC. (MILWAUKEE WI)
WI
09/24/1987 - 08/31/2012
M&I FINANCIAL ADVISORS, INC (MILWAUKEE WI)
IA
Issued 10/20/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/1989
Series 24 - General Securities Principal Examination
BC
Issued 04/21/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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