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Randall Stephen Harrison

Mizuho Securities USA LLC

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About Randall Stephen Harrison

Randall Harrison is a financial advisor with over 12 years of experience in the financial services industry. He is currently registered with Mizuho Securities USA LLC in New York, NY. Randall has a strong track record of success in helping clients achieve their financial goals. He is committed to providing personalized advice and guidance to help clients make informed decisions about their financial futures. He is a Series 7 and Series 66 licensed professional. Previously Randall was with Deutsche Bank Securities Inc. in New York, NY and BNP Paribas Securities Corp. in New York, NY.

Firm Information

Randall Harrison is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randall Harrison’s Registration & Firm History

NY

06/25/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

09/29/2021 - 06/21/2024

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

08/11/2014 - 08/12/2021

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

CA

10/13/2010 - 07/24/2012

SIGNATOR INVESTORS, INC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 08/04/2014

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/14/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Randall Stephen Harrison.
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