Unclaimed
Randall Harrison is a financial advisor with over 12 years of experience in the financial services industry. He is currently registered with Mizuho Securities USA LLC in New York, NY. Randall has a strong track record of success in helping clients achieve their financial goals. He is committed to providing personalized advice and guidance to help clients make informed decisions about their financial futures. He is a Series 7 and Series 66 licensed professional. Previously Randall was with Deutsche Bank Securities Inc. in New York, NY and BNP Paribas Securities Corp. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/25/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/29/2021 - 06/21/2024
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/11/2014 - 08/12/2021
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
CA
10/13/2010 - 07/24/2012
SIGNATOR INVESTORS, INC. (LOS ANGELES CA)
BC
Issued 08/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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