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Randall Scott Weishaar

Pershing LLC

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About Randall Scott Weishaar

Randall Scott Weishaar is a registered representative with Pershing LLC. Randall has been in the securities industry since March 20, 2011 and is registered in the state of New Jersey. Randall is also a Series 24 (General Securities Principal Examination) principal. Randall is well-versed in various aspects of the financial services industry and has passed numerous exams. This includes the Municipal Securities Representative Examination (Series 52TO), the Securities Industry Essentials Examination (SIE), and the General Securities Representative Examination (Series 7).

Firm Information

Randall Weishaar is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randall Weishaar’s Registration & Firm History

NJ

03/21/2011 - Present

Pershing LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 12/10/2012

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Randall Scott Weishaar.
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