Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Ward is an investment advisor representative at Cambridge Investment Research Advisors, Inc. Randall Ward has been in the financial services industry since 1992. Randall Ward has a Series 6, Series 7, and Series 63 license. Randall Ward is also licensed as an Investment Advisor Representative (IAR) in Texas. Randall Ward is affiliated with Cambridge Investment Research Advisors, Inc., Institutional Securities Corporation, Raymond James Financial Services, Inc., Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
10/15/2018 - Present
Cambridge Investment Research Advisors, Inc. (Longview TX)
TX
02/11/2015 - 08/06/2018
INSTITUTIONAL SECURITIES CORPORATION (Longview TX)
TX
08/17/2010 - 02/19/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (LONGVIEW TX)
TX
12/23/1991 - 06/21/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LONGVIEW TX)
WI
04/04/1997 - 12/07/1999
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 07/25/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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