Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Rogers is a financial advisor with Fidelity Personal And Workplace Advisors. Randall has over 25 years of experience in the financial services industry. Randall is registered with the state of Rhode Island and Texas as a registered representative and an investment advisor. Randall holds Series 3, 7, 63, and 66 licenses, and the SIE designation. Randall has worked for several financial institutions, including Goldman Sachs, Uhlmann Price Securities, and Waypoint Direct Investments. Randall specializes in providing investment advice to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
05/04/2023 - Present
Fidelity Personal AND Workplace Advisors (SMITHFIELD RI)
CT
07/12/2019 - 07/01/2021
WAYPOINT DIRECT INVESTMENTS, LLC (STAMFORD CT)
IL
03/09/2018 - 07/10/2019
UHLMANN PRICE SECURITIES, LLC (SKOKIE IL)
NY
10/01/1996 - 04/19/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
10/25/1991 - 10/01/1996
GOLDMAN SACHS MONEY MARKETS, L.P.
NA
10/04/1991 - 10/25/1991
GOLDMAN SACHS MONEY MARKETS INC.
BOTH
Issued 12/23/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/06/2016
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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