Unclaimed
Randall Ponder is an investment advisor representative with Allworth Financial, LP, where he has worked since December 2023. Randall has been in the financial industry for over 30 years, starting his career with Advantage Capital Corporation in 1989. He is a Certified Financial Planner. His career has included multiple firms, including FSC Securities Corporation, Cigna Securities, Inc., IRM Distributors, Inc., and Associated Securities Corp. Randall has a strong track record of providing financial advice to individuals, families, and businesses. He has a deep understanding of the financial markets and a commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/07/2023 - Present
Allworth Financial, LP (FOLSOM CA)
CA
09/08/2009 - 11/11/2009
LPL FINANCIAL CORPORATION (HALF MOON BAY CA)
CA
01/02/2009 - 09/08/2009
ASSOCIATED SECURITIES CORP. (HALF MOON BAY CA)
CA
07/20/2000 - 12/31/2008
FSC SECURITIES CORPORATION (HALF MOON BAY CA)
AZ
01/15/1996 - 07/12/2000
CUE (PHOENIX AZ)
GA
06/29/1990 - 12/21/1995
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
12/21/1989 - 06/13/1990
IRM DISTRIBUTORS, INC. (CARPINTERIA CA)
GA
11/06/1989 - 12/20/1989
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
PA
11/23/1988 - 10/30/1989
CIGNA SECURITIES, INC. (RADNOR PA)
BC
Issued 05/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
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