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Randall Scott Mabry

Capital Management OF THE Carolinas, LLC

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About Randall Scott Mabry

Randall Mabry is a financial professional based in Charlotte, North Carolina, with over 30 years of experience in the industry. Randall is registered with Capital Management Of The Carolinas, LLC and has a strong track record of providing investment advice and guidance to clients. Prior to joining Capital Management Of The Carolinas, LLC, Randall worked at Evergreen Investment Services, Inc., First Union Brokerage Services, Inc., Sterling Capital Distributors, Inc. and Interstate/Johnson Lane Corporation. Randall is committed to helping clients reach their financial goals and is dedicated to providing personalized service.

Firm Information

Randall Mabry is currently registered with Capital Management OF THE Carolinas, LLC. Capital Management OF THE Carolinas, LLC is a Limited Liability Company formed in North Carolina on November 15, 2000.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randall Mabry’s Registration & Firm History

NC

05/11/2001 - Present

Capital Management OF THE Carolinas, LLC (CHARLOTTE NC)

NC

04/30/1998 - 04/02/2001

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

NC

09/21/1994 - 04/16/1998

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NC

07/19/1993 - 09/26/1994

STERLING CAPITAL DISTRIBUTORS, INC. (CHARLOTTE NC)

NC

07/22/1991 - 07/06/1993

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

NC

05/25/1988 - 12/18/1990

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 06/13/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/27/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randall Scott Mabry.
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