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Randall Scott Lauer

Academy Securities, Inc.

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About Randall Scott Lauer

Randall Lauer is a financial advisor with Academy Securities, Inc. Randall has been in the financial services industry since 1989 and has a broad range of experience in the field. Randall is a Series 7, Series 63, Series 24, Series 52TO, Series 53, and Series 10 licensed professional. Randall previously worked at Citigroup Global Markets Inc. and Salomon Brothers Inc.

Firm Information

Randall Lauer is currently registered with Academy Securities, Inc.. Academy Securities, Inc. is a corporation that was formed on November 7, 1985. It is approved and registered in 38 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randall Lauer’s Registration & Firm History

IL

12/14/2021 - Present

Academy Securities, Inc. (Chicago IL)

IL

11/28/1997 - 05/11/2021

CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)

NY

11/23/1988 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/02/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/18/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/02/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/1988

Series 3 - National Commodity Futures Examination

BC

Issued 11/19/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randall Scott Lauer.
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