Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Houghton is an investment advisor representative with Cetera Investment Advisers LLC. Randall has been in the securities industry since 1990. Randall is registered with the state of California as both an investment advisor and a broker. Randall is also registered with the state of Texas as an investment advisor. In addition to Cetera Investment Advisers LLC, Randall has worked at several other firms, including Summit Brokerage Services, Inc., J.P. Turner & Company, L.L.C., Global Capital Securities Corporation, and Kober Financial Corp. Randall is a graduate of the University of California, Berkeley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (TEMECULA CA)
CA
10/08/2015 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (Temecula CA)
CA
03/26/2002 - 12/04/2015
J.P. TURNER & COMPANY, L.L.C. (TEMECULA CA)
CO
01/25/1993 - 03/26/2002
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
CO
07/07/1992 - 01/25/1993
KOBER FINANCIAL CORP. (ENGLEWOOD CO)
NA
02/13/1990 - 07/09/1992
J. W. GANT & ASSOCIATES, INC.
IA
Issued 07/19/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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