Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Scott is a financial advisor with over 17 years of experience in the industry. Randall Scott is registered with Cetera Investment Advisers LLC and has a Series 6, 7, 63, 65, 99TO and SIE license. Randall Scott's previous experience includes roles at Allianz Global Investors Distributors LLC, Prudential Annuities Distributors, Inc, and Gartmore Distribution Services, Inc.. Randall Scott specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
05/20/2024 - Present
Cetera Investment Advisers LLC (KNOXVILLE TN)
NY
06/14/2013 - 10/03/2022
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
CT
06/23/2008 - 02/21/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
PA
02/23/2005 - 05/01/2007
GARTMORE DISTRIBUTION SERVICES, INC. (WEST CONSHOHOCKEN PA)
IA
Issued 01/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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