Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Givens is a financial advisor with over 25 years of experience in the financial services industry. Randall is currently registered as an Investment Advisor Representative (IAR) with Schwab Wealth Advisory, Inc. and is licensed to provide financial advice in Arizona, Kentucky and Texas. Randall has also been previously registered as an Investment Advisor Representative with Vanguard Marketing Corporation and Century Investors of America, Inc. Prior to joining Schwab Wealth Advisory, Inc., Randall worked for Charles Schwab & Co., Inc. Randall holds a variety of licenses and certifications including Series 7, Series 6, Series 9, Series 10 and Series 63. Randall is committed to providing comprehensive financial planning and investment management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
KY
01/04/2022 - Present
Schwab Wealth Advisory, Inc. (Frankfort KY)
PA
05/30/1997 - 02/05/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
NA
02/17/1992 - 10/07/1992
CENTURY INVESTORS OF AMERICA, INC.
BOTH
Issued 05/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/29/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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