Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Phillip Little is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Randall has been in the financial services industry since October 6, 2002. Randall has a strong track record of providing financial advice and investment management services to a wide range of clients, including individuals, families, businesses, and institutions. Randall has specialized in providing investment advice and services to high-net-worth individuals and families. Randall is also experienced in providing financial planning services, including retirement planning, college savings, and estate planning. Randall holds the Series 6, 7, 9, 10, 26, and 66 licenses, and is a registered investment advisor in Florida and Texas. Randall is committed to providing clients with the highest level of service and professionalism.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Jacksonville FL)
NA
01/11/1993 - 04/12/1993
EQUICO SECURITIES, INC.
NA
01/11/1993 - 04/12/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BOTH
Issued 01/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/17/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/07/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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