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Randall Philip Hennis

W & S Brokerage Services, Inc.

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About Randall Philip Hennis

Randall Philip Hennis is a financial professional with a focus on providing investment advice. Randall holds the Series 6, Series 63 and SIE licenses, and has been in the industry since 2014. Randall is currently registered with W&S Brokerage Services, Inc. Prior to joining W&S Brokerage Services, Inc., Randall was employed with ALLSTATE FINANCIAL SERVICES, LLC. Randall has experience working with individual clients and has a history of providing financial planning and portfolio management services. Randall is a specialist in securities and variable contracts.

Firm Information

Randall Hennis is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Randall Hennis’s Registration & Firm History

CA

03/08/2023 - Present

W&S Brokerage Services, Inc. (San Diego CA)

FL

09/11/2014 - 07/02/2018

ALLSTATE FINANCIAL SERVICES, LLC (Melbourne FL)

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Licenses & Designations

BC

Issued 05/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/28/2023

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randall Philip Hennis.
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