Unclaimed
Randall Philip Hennis is a financial professional with a focus on providing investment advice. Randall holds the Series 6, Series 63 and SIE licenses, and has been in the industry since 2014. Randall is currently registered with W&S Brokerage Services, Inc. Prior to joining W&S Brokerage Services, Inc., Randall was employed with ALLSTATE FINANCIAL SERVICES, LLC. Randall has experience working with individual clients and has a history of providing financial planning and portfolio management services. Randall is a specialist in securities and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
03/08/2023 - Present
W&S Brokerage Services, Inc. (San Diego CA)
FL
09/11/2014 - 07/02/2018
ALLSTATE FINANCIAL SERVICES, LLC (Melbourne FL)
BC
Issued 05/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/28/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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