Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Trahan is a financial advisor at Raymond James & Associates, Inc. in Rochester, NY. Randall has been in the financial industry for over 20 years, with experience at several firms including KEY INVESTMENT SERVICES LLC and HSBC SECURITIES (USA) INC. Randall holds Series 6, 7, 63 and 65 licenses. Randall also serves as a board member for Rochester Special Hockey, a non-profit organization dedicated to promoting and utilizing hockey as a method for developing life skills for individuals with developmental disabilities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/04/2023 - Present
Raymond James & Associates, Inc. (ROCHESTER NY)
NY
07/11/2012 - 05/21/2019
KEY INVESTMENT SERVICES LLC (WEBSTER NY)
NY
01/01/2005 - 07/11/2012
HSBC SECURITIES (USA) INC. (WEBSTER NY)
NY
11/11/2003 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IA
Issued 02/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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