Unclaimed
Randall Nolen Smith is an investment advisor representative associated with Westbourne Investments, Inc. Randall has over 30 years of experience in the financial services industry. Smith has held prior registrations with several other firms, including Sandlapper Securities, LLC, CapWest Securities, Inc., ITA Financial Services Inc., Voss & Co., Inc., IFG Network Securities, Inc., Derand/Pennington/Bass, Inc. and Magnus Securities Corporation. Randall is a Certified Financial Planner and holds a Series 63, 65 and 00 licenses. Smith specializes in providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
10/27/2021 - Present
Westbourne Investments, Inc. (ALEXANDRIA VA)
SC
09/02/2011 - 11/15/2019
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
CO
02/07/2011 - 08/22/2011
CAPWEST SECURITIES, INC. (GREELEY CO)
FL
05/20/2003 - 02/01/2011
ITA FINANCIAL SERVICES INC. (BOCA RATON FL)
VA
10/27/1995 - 02/26/2003
VOSS & CO., INC. (SPRINGFIELD VA)
GA
03/01/1995 - 10/18/1995
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
VA
11/21/1994 - 02/27/1995
VOSS & CO., INC. (SPRINGFIELD VA)
GA
05/01/1992 - 10/26/1994
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
02/02/1974 - 07/06/1992
DERAND/PENNINGTON/BASS, INC.
NA
07/13/1970 - 04/26/1971
MAGNUS SECURITIES CORPORATION
IA
Issued 03/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1970
Series 00 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1969
Series 1 - Registered Representative Examination
Active
Inactive
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