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Randall Nolen Smith

Westbourne Investments, Inc.

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About Randall Nolen Smith

Randall Nolen Smith is an investment advisor representative associated with Westbourne Investments, Inc. Randall has over 30 years of experience in the financial services industry. Smith has held prior registrations with several other firms, including Sandlapper Securities, LLC, CapWest Securities, Inc., ITA Financial Services Inc., Voss & Co., Inc., IFG Network Securities, Inc., Derand/Pennington/Bass, Inc. and Magnus Securities Corporation. Randall is a Certified Financial Planner and holds a Series 63, 65 and 00 licenses. Smith specializes in providing financial planning and portfolio management services to individuals and businesses.

Firm Information

Randall Smith is currently registered with Westbourne Investments, Inc.. Westbourne Investments, Inc. is a Terminated Corporation formed on March 12, 1990, with its main office located in Alexandria, VA. The firm provides financial planning and portfolio management services for individuals, businesses, and high-net-worth individuals. They are registered with the SEC and manage approximately $151,796,835 in regulatory assets under management.
Westbourne Investments, Inc.

2121 EISENHOWER AVE STE 605

ALEXANDRIA, VA 22314

$151.80M

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Randall Smith’s Registration & Firm History

VA

10/27/2021 - Present

Westbourne Investments, Inc. (ALEXANDRIA VA)

SC

09/02/2011 - 11/15/2019

SANDLAPPER SECURITIES, LLC (GREENVILLE SC)

CO

02/07/2011 - 08/22/2011

CAPWEST SECURITIES, INC. (GREELEY CO)

FL

05/20/2003 - 02/01/2011

ITA FINANCIAL SERVICES INC. (BOCA RATON FL)

VA

10/27/1995 - 02/26/2003

VOSS & CO., INC. (SPRINGFIELD VA)

GA

03/01/1995 - 10/18/1995

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

VA

11/21/1994 - 02/27/1995

VOSS & CO., INC. (SPRINGFIELD VA)

GA

05/01/1992 - 10/26/1994

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

NA

02/02/1974 - 07/06/1992

DERAND/PENNINGTON/BASS, INC.

NA

07/13/1970 - 04/26/1971

MAGNUS SECURITIES CORPORATION

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Licenses & Designations

IA

Issued 03/14/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/27/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/11/1970

Series 00 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for Randall Nolen Smith. Review regulatory record here.
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