Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Sims is a financial advisor with over 20 years of experience in the industry. Randall has been registered with Schwab Wealth Advisory, Inc. since 2015 and previously worked with AMVESCAP SERVICES, INC., INVESCO DISTRIBUTORS, INC., and R A F FINANCIAL CORPORATION. Randall's primary registration is in Colorado and he is also registered in Texas. Randall is a Chartered Financial Analyst and holds several licenses including Series 7, 10, 9, 63, 66 and SIE. Randall offers financial planning, portfolio management for individuals and businesses and advisory services for a range of client types including individuals, high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
CO
01/03/2022 - Present
Schwab Wealth Advisory, Inc. (Lone Tree CO)
GA
01/01/1999 - 04/25/2005
AMVESCAP SERVICES, INC. (ATLANTA GA)
TX
12/15/1992 - 01/01/1999
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
CO
08/02/1991 - 01/02/1992
R A F FINANCIAL CORPORATION (DENVER CO)
BOTH
Issued 03/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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