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Randall Lewis Lynch

Wells Fargo Securities, LLC

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About Randall Lewis Lynch

Randall Lynch is a financial professional with over 14 years of experience in the financial services industry. Randall has worked at Wells Fargo Securities, LLC since 2016. Randall also previously worked at GLEACHER & COMPANY SECURITIES, INC. and WACHOVIA CAPITAL MARKETS, LLC. Randall holds several securities licenses, including Series 7, Series 55, Series 63 and Series 99TO.

Firm Information

Randall Lynch is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randall Lynch’s Registration & Firm History

NC

07/09/2016 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NC

05/05/2009 - 11/09/2012

GLEACHER & COMPANY SECURITIES, INC. (CHARLOTTE NC)

NC

10/20/2005 - 04/27/2009

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 06/07/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2016

Series 7 - General Securities Representative Examination

BC

Issued 10/12/2006

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Randall Lewis Lynch.
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