Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall King is a financial advisor with over 40 years of experience in the industry. Randall has worked with a variety of firms, including Securities America, Inc., World Choice Securities, Inc., and Capital Brokerage Corporation. Randall holds the Series 63, 65, and 7 licenses as well as the SIE designation. Randall currently works with Osaic Wealth, Inc. and Osaic Advisory Services, LLC. Randall specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and high-net-worth clients. Randall is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (TORRANCE CA)
CA
07/05/2005 - 06/14/2024
SECURITIES AMERICA, INC. (TORRANCE CA)
OH
09/06/2000 - 08/03/2005
WORLD CHOICE SECURITIES, INC. (COLUMBUS OH)
VA
01/14/1998 - 09/08/2000
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
MA
09/12/1995 - 12/31/1999
MUTUAL SERVICE CORPORATION (BOSTON MA)
MN
05/16/1988 - 09/15/1995
MIMLIC SALES CORPORATION (ST. PAUL MN)
NA
04/22/1986 - 05/24/1988
SOUTHMARK FINANCIAL SERVICES, INC.
NA
06/22/1983 - 04/25/1986
PENN MUTUAL EQUITY SERVICES, INC.
IA
Issued 09/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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