Unclaimed
Randall Ciccati is a financial professional with over 30 years of experience in the industry. Randall currently works for Calton & Associates, Inc. based in Tampa, Florida. Randall previously worked for ING Financial Advisers, LLC in Windsor, Connecticut. Randall holds multiple securities licenses and is registered with the state of California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
04/18/2012 - Present
Calton & Associates, Inc. (TAMPA FL)
CT
11/17/2008 - 02/14/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
02/17/2010 - 01/31/2011
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CA
03/31/2007 - 11/17/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CT
03/31/2007 - 11/17/2008
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CO
03/31/2007 - 11/17/2008
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
MN
03/08/2000 - 11/17/2008
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
MN
08/06/1998 - 11/17/2008
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
MN
08/06/1998 - 11/17/2008
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
MN
04/08/2003 - 10/29/2004
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
NE
03/07/2000 - 11/14/2003
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
CA
05/16/1995 - 01/13/1997
ASB FINANCIAL SERVICES (IRVINE CA)
TX
02/01/1995 - 01/24/1996
BHCM INC. (HOUSTON TX)
VA
04/17/1991 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
04/21/1987 - 10/19/1990
PAMCO SECURITIES AND INSURANCE SERVICES
NA
06/16/1987 - 06/28/1988
GAF FINANCIAL AND INSURANCE SERVICES
BC
Issued 09/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/30/1996
Series 24 - General Securities Principal Examination
BC
Issued 08/24/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/05/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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