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Randall Lee Ciccati

Calton & Associates, Inc.

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About Randall Lee Ciccati

Randall Ciccati is a financial professional with over 30 years of experience in the industry. Randall currently works for Calton & Associates, Inc. based in Tampa, Florida. Randall previously worked for ING Financial Advisers, LLC in Windsor, Connecticut. Randall holds multiple securities licenses and is registered with the state of California and Florida.

Firm Information

Randall Ciccati is currently registered with Calton & Associates, Inc.. Calton & Associates, Inc. is a Florida corporation formed in 1987. Headquartered in Tampa, the firm offers a wide range of advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. With over 375 registered representatives and 221 investment advisory professionals, Calton & Associates manages approximately $1.2 billion in assets for clients, primarily individuals and pension plans. The firm is registered with the SEC and all 53 states.
Calton & Associates, Inc.

2701 N. ROCKY POINT DRIVE

TAMPA, FL 33607

$1.22B

Assets Under Management

Not reported

Total Clients

231

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Randall Ciccati’s Registration & Firm History

FL

04/18/2012 - Present

Calton & Associates, Inc. (TAMPA FL)

CT

11/17/2008 - 02/14/2011

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

CT

02/17/2010 - 01/31/2011

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

CA

03/31/2007 - 11/17/2008

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

CT

03/31/2007 - 11/17/2008

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

CO

03/31/2007 - 11/17/2008

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

MN

03/08/2000 - 11/17/2008

GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)

MN

08/06/1998 - 11/17/2008

BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)

MN

08/06/1998 - 11/17/2008

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

MN

04/08/2003 - 10/29/2004

COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)

NE

03/07/2000 - 11/14/2003

BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)

CA

05/16/1995 - 01/13/1997

ASB FINANCIAL SERVICES (IRVINE CA)

TX

02/01/1995 - 01/24/1996

BHCM INC. (HOUSTON TX)

VA

04/17/1991 - 02/01/1995

GNA SECURITIES, INC. (GLEN ALLEN VA)

NA

04/21/1987 - 10/19/1990

PAMCO SECURITIES AND INSURANCE SERVICES

NA

06/16/1987 - 06/28/1988

GAF FINANCIAL AND INSURANCE SERVICES

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Licenses & Designations

BC

Issued 09/09/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/30/1996

Series 24 - General Securities Principal Examination

BC

Issued 08/24/1988

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1994

Series 7 - General Securities Representative Examination

BC

Issued 04/04/1989

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/05/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randall Lee Ciccati.
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