Unclaimed
Randall Chapman is a financial advisor at LPL Financial LLC in Traverse City, Michigan. Randall has been in the industry since 1985 and has a broad range of experience. Randall has experience in various areas including portfolio management, financial planning, and investment advising. Randall has served clients in both the individual and business sectors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/04/2010 - Present
LPL Financial LLC (TRAVERSE CITY MI)
MI
03/21/1990 - 09/08/2009
MUTUAL SERVICE CORPORATION (TRAVERSE CITY MI)
MN
08/07/1985 - 03/31/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BC
Issued 08/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/06/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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