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Randall Keith Wolfe

Prudential Annuities Distributors, Inc.

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About Randall Keith Wolfe

Randall Wolfe is a financial professional with over 30 years of experience in the financial services industry. He is currently registered with Prudential Annuities Distributors, Inc. and holds a Series 6, 7 and SIE. Randall has previously worked at firms such as Pruco Securities, LLC., Hartford Equity Sales Company Inc., Hornor, Townsend & Kent, Inc., Allegheny Investments, Ltd., The Advisors Group, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Randall is licensed in Ohio, Pennsylvania and South Dakota.

Firm Information

Randall Wolfe is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randall Wolfe’s Registration & Firm History

CT

04/01/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

01/03/2013 - 04/01/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

PA

03/23/2006 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (PITTSBURGH PA)

PA

03/02/1998 - 02/17/2006

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

PA

07/25/1996 - 02/12/1998

ALLEGHENY INVESTMENTS, LTD. (PITTSBURGH PA)

MD

11/18/1994 - 05/02/1996

THE ADVISORS GROUP, INC. (BETHESDA MD)

MA

10/03/1988 - 11/08/1994

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

10/03/1988 - 11/08/1994

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/09/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2002

Series 7 - General Securities Representative Examination

BC

Issued 09/30/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Randall Keith Wolfe. Review regulatory record here.
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