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Randall Joseph Galati

GWN Securities Inc.

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About Randall Joseph Galati

Randall Joseph Galati is a financial professional with over 30 years of experience in the industry. Randall is currently a Registered Representative and Investment Advisor Representative with GWN Securities Inc. Prior to joining GWN Securities Inc., Randall worked at First Allied Securities, Inc., Capstone Investments, and A. G. Edwards & Sons, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Randall has a Series 7, Series 63, and Series 65 license. Randall holds the SIE license. Randall holds specializations in various areas including Fixed Income, Mutual Funds, Variable Annuities and Life Insurance.

Firm Information

Randall Galati is currently registered with GWN Securities Inc.. GWN Securities Inc., formed in May 1999, is a Florida-based corporation offering a range of investment advisory services to individuals, corporations, and high-net-worth clients. The firm manages over $3 billion in assets, serving over 32,000 clients across the United States. GWN Securities specializes in financial planning, market timing services, and portfolio management for individuals and corporations.
GWN Securities Inc.

11440 NORTH JOG ROAD

PALM BEACH GARDENS, FL 33418-3764

$3.08B

Assets Under Management

88

Total Clients

583

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

In lieu of hourly fee, ia can charge a flat fee

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Randall Galati’s Registration & Firm History

IL

03/17/2015 - Present

GWN Securities Inc. (YORKVILLE IL)

CA

02/27/2004 - 03/17/2015

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

10/04/1999 - 02/27/2004

CAPSTONE INVESTMENTS (SAN DIEGO CA)

MO

12/12/1997 - 10/05/1999

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NY

10/25/1989 - 12/18/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/06/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/15/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randall Joseph Galati.
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