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Randall Jones

Vision Financial Markets LLC

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About Randall Jones

Randall Jones is a financial advisor with over 10 years of experience in the financial services industry. Randall is currently registered with Vision Financial Markets LLC in both Connecticut and Maine. Randall has a wide range of experience and holds licenses including Series 7, 24, 55, 57, 63 and 99, and the SIE Exam. Previously, Randall was associated with Scottsdale Capital Advisors Corp and Alpine Securities Corporation.

Firm Information

Randall Jones is currently registered with Vision Financial Markets LLC. Vision Financial Markets LLC is a Limited Liability Company that was formed on May 15, 2006. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Vision Financial Markets LLC has been the subject of 30 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

38

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randall Jones’s Registration & Firm History

CT

05/30/2019 - Present

Vision Financial Markets LLC (Stamford CT)

ME

02/28/2019 - 05/24/2019

SCOTTSDALE CAPITAL ADVISORS CORP (Fryeburg ME)

ME

06/13/2011 - 01/22/2019

ALPINE SECURITIES CORPORATION (Fryeburg ME)

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Licenses & Designations

BC

Issued 06/28/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/13/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/12/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Randall Jones.
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