Unclaimed
Randall Jonathan Wacker is a registered representative with Vanguard Marketing Corp. Randall has been in the securities industry for over six years. Randall holds the Series 7 and Series 63 licenses as well as the Securities Industry Essentials Examination. Previously, Randall was registered with DFA Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/13/2023 - Present
Vanguard Marketing Corp. (MALVERN PA)
CA
10/26/2016 - 08/15/2023
DFA SECURITIES LLC (SANTA MONICA CA)
BC
Issued 11/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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