Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Collis is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Randall has been in the securities industry since August 2, 1989. Randall is licensed in 53 states and the District of Columbia, with a special focus on insurance companies, charitable organizations, and high-net-worth individuals. Randall is a director for The John G. Shedd Institute for the Arts, and is dedicated to promoting a deeper understanding and appreciation for America's many rich and vital musical traditions. Prior to joining Merrill Lynch, Randall worked for Dean Witter Reynolds Inc. in Purchase, NY. Randall is a highly experienced advisor with a long track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
11/29/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EUGENE OR)
NY
07/18/1989 - 01/14/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1989
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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