Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Joe Snipes is a financial advisor at Morgan Stanley. Randall has been in the financial services industry since 1998 and has a broad range of experience. Randall is registered with the Securities and Exchange Commission (SEC) and holds a variety of securities licenses, including the Series 7, Series 9, Series 31 and Series 66. Randall has been a registered representative of Morgan Stanley since 2009. Before joining Morgan Stanley, Randall was employed at Citigroup Global Markets and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Randall offers a range of financial services to individual and institutional clients. These services include financial planning, portfolio management, asset allocation advice, educational seminars, and selection of other advisors. Randall is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
05/05/2020 - Present
Morgan Stanley (Augusta GA)
GA
04/24/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AUGUSTA GA)
GA
11/11/1998 - 04/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUGUSTA GA)
BOTH
Issued 01/05/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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