Unclaimed
Randall Jennings is a registered representative with Vanguard Marketing Corp. Randall is licensed to sell securities in 53 states, the District of Columbia, Puerto Rico and the Virgin Islands. Randall has passed the Series 7TO, Series 63 and the SIE exams. Randall is licensed as a securities agent since December 2, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/02/2022 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 12/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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