Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Trost has been in the financial industry for over 40 years. Randall is currently registered with Morgan Stanley in Irvine, CA. Previously Randall was registered with Citigroup Global Markets Inc. from 7/31/1993 - 6/1/2009, Lehman Brothers Inc. from 3/2/1989 - 7/31/1993, Merrill Lynch, Pierce, Fenner & Smith Incorporated from 5/25/1984 - 2/21/1989, and Dean Witter Reynolds Inc. from 3/22/1983 - 5/31/1984. Randall is registered with the state of California and Texas. Randall holds the Series 65, 63, SIE, 3, and 7 exams. Randall specializes in providing financial advice and services for insurance companies, investment companies, charitable organizations, high net worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high net worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
01/27/2022 - Present
Morgan Stanley (Irvine CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (IRVINE CA)
NY
03/02/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/25/1984 - 02/21/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
03/22/1983 - 05/31/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 06/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1988
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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