Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Jay Block is a financial advisor with over 39 years of experience in the industry. Randall is currently registered with LPL Financial LLC, where he has been employed since March 2022. Previously, he worked for First Financial Equity Corporation from August 2001 until March 2022. Randall has a broad range of experience in the financial services industry, having worked with several firms over the years. Randall is registered with the state of Arizona and has a Series 63 license. Randall holds licenses in other states including California, Florida, Massachusetts, Nevada, New York, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
03/28/2022 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
08/27/2001 - 03/31/2022
FIRST FINANCIAL EQUITY CORPORATION (SCOTTSDALE AZ)
NJ
09/17/1998 - 09/18/2001
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
AZ
02/26/1997 - 08/28/1998
YEE, DESMOND, SCHROEDER & ALLEN, INC. (PHOENIX AZ)
AZ
03/10/1992 - 02/20/1997
NORCROSS & COMPANY (PHOENIX AZ)
NA
11/21/1991 - 02/28/1992
CENPAC SECURITIES CORP.
NY
07/11/1988 - 10/25/1991
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NA
02/27/1985 - 08/12/1988
JAMES J. DUANE & CO., INC.
NA
02/23/1984 - 02/27/1985
J. BROOKS SECURITIES, INC.
NA
05/04/1984 - 01/31/1985
SUTTON PLACE SECURITIES, INC.
NA
09/23/1983 - 01/27/1984
BROOKS, HAMBURGER, SATNICK, INC.
BC
Issued 10/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/22/1985
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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