Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Westman is a financial professional with over 14 years of experience in the industry. Randall is currently registered with Capital One Securities, Inc. and has previously worked with J.P. Morgan Securities LLC and J.P. Morgan Securities Inc. Randall holds the Series 7, 79TO, 24, 63 and SIE licenses and has a broad range of expertise in financial services. Randall is committed to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/10/2015 - Present
Capital ONE Securities, Inc. (Chicago IL)
IL
10/01/2008 - 10/09/2014
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
08/18/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
03/16/2007 - 01/25/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
BC
Issued 04/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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