Invested Better
Unclaimed

Unclaimed

Unclaimed

Randall James Benedict

Wells Fargo Clearing Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Randall? Claim Your Profile

About Randall James Benedict

Randall Benedict has been a financial advisor for over 35 years. Randall is a Registered Representative of Wells Fargo Clearing Services, LLC. Randall's primary branch office location is in Clearwater, Florida. Randall previously worked at Morgan Stanley DW Inc., PaineWebber Incorporated, Chatfield Dean & Co., Inc. and The Stuart-James Company, Incorporated. Randall holds the Series 31, Series 7, Series 24, and Series 63 licenses. Randall also holds a SIE license. Randall is registered with the State of Florida and Texas as an Investment Advisor Representative.

Firm Information

Randall Benedict is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Randall Benedict’s Registration & Firm History

FL

06/13/2018 - Present

Wells Fargo Clearing Services, LLC (CLEARWATER FL)

NY

05/20/1998 - 07/08/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

NJ

08/03/1992 - 05/20/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

CO

11/27/1990 - 08/06/1992

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

CO

08/21/1986 - 03/24/1992

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

Not sure if Randall James Benedict is right for you?

Licenses & Designations

BC

Issued 06/19/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/1989

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 08/16/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Randall James Benedict.
Not sure if Randall James Benedict is right for you?