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Randall Hughes

IRC Securities LLC

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About Randall Hughes

Randall Hughes is a financial professional with over 30 years of experience in the industry. Randall currently holds a Series 7, Series 3, and Series 63 license, in addition to the Series 4 exam. Randall has been associated with IRC Securities LLC since 2015. Prior to IRC Securities LLC, Randall was employed at Wedbush Securities Inc., Oppenheimer & Co. Inc., WJB Capital Group, Inc., Jefferies & Company, Inc., Credit Suisse First Boston LLC, UBS Securities LLC, Salomon Smith Barney Inc., Salomon Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Randall is registered to conduct business in Connecticut.

Firm Information

Randall Hughes is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randall Hughes’s Registration & Firm History

NY

05/14/2015 - Present

IRC Securities LLC (NEW YORK NY)

NY

08/30/2012 - 11/11/2013

WEDBUSH SECURITIES INC. (NEW YORK NY)

NY

02/27/2012 - 07/19/2012

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

10/01/2007 - 01/17/2012

WJB CAPITAL GROUP, INC. (NEW YORK NY)

NY

07/12/2005 - 06/29/2007

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

04/20/2004 - 06/09/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NY

12/22/1998 - 04/16/2004

UBS SECURITIES LLC (NEW YORK NY)

NY

03/26/1992 - 12/17/1998

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

11/28/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

01/23/1985 - 02/28/1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2001

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1998

Series 3 - National Commodity Futures Examination

BC

Issued 01/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randall Hughes.
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