Unclaimed
Randall Harlan Downing is an investment advisor representative at Osaic Wealth, Inc. with over 37 years of experience in the financial services industry. Randall is a Series 7, 63, 65, and 24 licensed professional. Prior to joining Osaic Wealth, Inc. Randall worked at Woodbury Financial Services, Inc. and Securian Financial Services, Inc. Randall is registered with the state of Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/19/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
01/27/2005 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
MN
09/02/1997 - 01/24/2005
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
08/21/1997 - 12/31/2000
C.R.I. SECURITIES, INC. (ST. PAUL MN)
MN
03/11/1986 - 07/24/1997
ZIEGLER THRIFT TRADING, INC. (MINNEAPOLIS MN)
NA
11/20/1985 - 02/24/1986
WADDELL & REED, INC.
IA
Issued 11/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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