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Randall Harding MacGovern

Equity Services, Inc.

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About Randall Harding MacGovern

Randall Harding MacGovern is a financial advisor with Equity Services, Inc. Randall has been working in the financial services industry since 1990. Randall has a Series 63, SIE and Series 7 licenses. Randall is registered in the following states: Connecticut, Maine, New Hampshire, New Jersey. Randall is also associated with Maffe Financial Group, MacGovern Financial Services, LLC, and Ameriprise Financial Services, Inc.

Firm Information

Randall MacGovern is currently registered with Equity Services, Inc.. Equity Services, Inc. is a Vermont-based corporation founded in 1968. The firm provides financial planning, pension consulting, and educational seminars. They also offer portfolio management services for individuals and select other advisors. Equity Services, Inc. manages over $2 billion in assets for a variety of clients, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. The firm is registered with the SEC and in all 50 states.
Equity Services, Inc.

ONE NATIONAL LIFE DRIVE

MONTPELIER, VT 05604

$2.12B

Assets Under Management

204

Total Clients

615

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Randall MacGovern’s Registration & Firm History

CT

02/09/2007 - Present

Equity Services, Inc. (GLASTONBURY CT)

CT

07/05/1990 - 01/18/2007

AMERIPRISE FINANCIAL SERVICES, INC. (EAST HARTFORD CT)

MN

07/05/1990 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 11/08/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Randall Harding MacGovern. Review regulatory record here.
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