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Randall Francis Schmitz

Harbour Investments, Inc.

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About Randall Francis Schmitz

Randall Schmitz is a financial advisor with over 35 years of experience in the industry. Randall is registered with Harbour Investments, Inc. and has a Series 63, Series 24 and Series 7 licenses as well as a Certified Financial Planner designation. Randall has previously been affiliated with Secura Investments, Inc. and Capital Financial Services, Inc.. Randall has a strong track record of providing financial advice to individuals, families, and businesses. Randall focuses on creating personalized financial plans that meet their unique needs.

Firm Information

Randall Schmitz is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Randall Schmitz’s Registration & Firm History

WI

07/12/1990 - Present

Harbour Investments, Inc. (APPLETON WI)

WI

03/21/1989 - 07/23/1990

SECURA INVESTMENTS, INC. (APPLETON WI)

NA

12/09/1987 - 03/27/1989

CAPITAL FINANCIAL SERVICES, INC.

NA

12/23/1986 - 12/10/1987

COORDINATED CAPITAL SECURITIES OF WI INC.

NA

04/01/1986 - 01/01/1987

CAPITAL FINANCIAL SERVICES, INC.

NA

07/24/1985 - 04/08/1986

CHARTER SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 07/31/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randall Francis Schmitz.
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