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Randall Eugene Abernathy

Stifel Independent Advisors, LLC

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About Randall Eugene Abernathy

Randall Eugene Abernathy is a financial advisor with Stifel Independent Advisors, LLC. He has been in the industry since June 14, 1988, and holds Series 7, 63, and 65 licenses, as well as the SIE exam certification. Randall is also a Certified Financial Planner. Randall has worked with Stifel Independent Advisors, LLC since December 2003, and has previously worked for Wachovia Securities, LLC, Prudential Securities Incorporated, and Thomson McKinnon Securities Inc. Randall specializes in working with clients to develop financial plans, manage their portfolios, and provide pension consulting services.

Firm Information

Randall Abernathy is currently registered with Stifel Independent Advisors, LLC. Stifel Independent Advisors, LLC is a Limited Liability Company formed in 2021. They are headquartered in St. Louis, Missouri and offer financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. They manage assets for individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and banking or thrift institutions. The firm has over 140 registered representatives and advisors and manages over $3.5 billion in assets.
Stifel Independent Advisors, LLC

501 N BROADWAY

ST LOUIS, MO 63102

$3.56B

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Randall Abernathy’s Registration & Firm History

MO

01/07/2021 - Present

Stifel Independent Advisors, LLC (ST. LOUIS MO)

MO

11/27/1996 - 12/02/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

05/29/1992 - 12/04/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

03/23/1984 - 03/05/1988

THOMSON MCKINNON SECURITIES INC.

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Licenses & Designations

IA

Issued 03/08/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/19/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randall Eugene Abernathy.
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