Unclaimed
Randall Emory Pike is a financial professional with over 30 years of experience in the securities industry. Randall has been a registered representative with BCP Securities, Inc. since 1990. Before joining BCP Securities, Inc., Randall worked at OBSA International, Inc. Randall holds a variety of licenses and certifications, including the Series 7, Series 24, Series 28, Series 63, Series 79TO, Series 99TO and SIE. Randall is licensed in Connecticut and is currently active in the broker-dealer space.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/06/1990 - Present
BCP Securities, Inc. (GREENWICH CT)
NY
09/01/1989 - 08/03/1990
OBSA INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 03/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/1998
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 07/25/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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