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Randall E Duggan

Moloney Securities Asset Management LLC

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About Randall E Duggan

Randall Duggan is a financial advisor with Moloney Securities Asset Management LLC. Randall has been in the financial services industry since October 2008 and has experience in providing financial advice to individuals, families, and businesses. Randall holds the Series 7, Series 66, and SIE licenses. Randall is registered to offer securities and investment advisory services in Alabama, Alaska, Arizona, California, Colorado, Georgia, Idaho, Illinois, Iowa, Missouri, Montana, North Carolina, Oregon, Texas, Utah, Virginia, and Washington.

Firm Information

Randall Duggan is currently registered with Moloney Securities Asset Management LLC. Moloney Securities Asset Management LLC is an investment advisor headquartered in Manchester, MO, with a focus on financial planning, pension consulting, and portfolio management for individuals, corporations, and charitable organizations. With over $1 billion - $10 billion in assets under management, the firm provides a variety of services including educational seminars, publication of periodicals, and selection of other advisors. Moloney Securities Asset Management LLC is registered with the SEC and has 48 licensed agents, 82 investment advisor representatives, and 78 investment advisory functions.
Moloney Securities Asset Management LLC

13537 BARRETT PARKWAY DRIVE, SUITE 300

MANCHESTER, MO 63021

$1.20B

Assets Under Management

480

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Randall Duggan’s Registration & Firm History

MO

02/23/2016 - Present

Moloney Securities Asset Management LLC (MANCHESTER MO)

WA

03/10/2009 - 02/19/2016

RBC CAPITAL MARKETS, LLC (BELLINGHAM WA)

WA

10/03/2008 - 02/12/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLINGHAM WA)

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Licenses & Designations

BOTH

Issued 10/31/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Randall E Duggan. Review regulatory record here.
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